DOI: https://dx.doi.org/10.12795/rea.2021.i41.05
Formato de cita / Citation: Gayen, S. et al. (2021). Assessment of social vulnerability in Malaga province, Spain: A comparison of indicator standardization techniques. Revista de Estudios Andaluces, 41, 87-108. https://dx.doi.org/10.12795/rea.2021.i41.05
Correspondencia autor: sumgay@alum.us.es (Sumita Gayen)
CC BY-NC-ND 4.0
SUMMARY OF ARTICLE: https://dx.doi.org/10.12795/rea.2021.i41.05
Sumita Gayen
sumgay@alum.us.es 0000-0002-5587-9206
Ismael Vallejo-Villalta
ivallejo@.us.es 0000-0001-7077-259X
Departamento de Geografía Física y Análisis Geográfico Regional, Universidad de Sevilla,
C/ Doña María De Padilla, S/N. 41004 Sevilla. Spain.
Sk. Mafizul Haque
mafi_haque@yahoo.co.in 0000-0002-2604-5704
Department of Geography, University of Calcutta 35, B. C. Road. Kolkata. India, Pin-700 019.
KEYWORDS
Social vulnerability
Indicators
Standardization
Natural disasters
Natural process or phenomena occurring in earth that may constitute a damaging event is known as natural hazard. Almost all countries of the world are affected by natural hazards in each and every year and most of them bring about some sort of natural disaster. Natural disasters are dependant not only on natural hazards, as they result from the interaction between these natural hazards and socio-economic conditions of a society; thus, the risk from natural disaster is defined as the probability of this interaction to occur in a particular place (Birkman et al., 2013). In a broad sense, these socio-economic conditions are known as vulnerability.
Vulnerability assessment and mapping is an essential stage of natural risk management and it constitutes the research context of this particular study. The present study tries to assess social vulnerability for the province of Malaga, from a generic point of view, so it is not focused on a particular hazard. The study makes use of three simple standardization techniques for statistical data simplification in order to compare obtained results, and employs the 103 municipalities of this province as mapping units.
Social vulnerability assessment is a process of identifying, quantifying, and analyzing the vulnerability factors in a particular area. In general terms, the assessment process consists of some basic phases (Beccari, 2016). As a first stage, (i) statistical data are gathered for these spatial units. Indicator selection could be driven according to the type of approach, namely hazard-specific, for those studies focused on a particular hazard (flood, earthquake etc.), or generic, for those others in which social variables are used to measure vulnerability to any hazard (Ran et al., 2020). Other authors (Barrionuevo & Perles Roselló, 2017; Perles Roselló et al., 2017) indicate the relevance to define the type of vulnerability, namely susceptibility/fragility (vulnerability to the hazard), or resilience (vulnerability to damage). In a second stage, (ii), some data treatments are carried out, including some sort of normalization, reduction, weighting or aggregation techniques. Finally, (iii) vulnerability mapping is accomplished through the classification of the same spatial units.
At regional scales, different spatial units can be found in vulnerability assessment; some examples are countries, as in the case of Latin America or Asia (CAF, 2014; Hoffmann & Blecha, 2020), NUTs, used in Europe (EEA, 2018), or river-basins, used in different world regions (Balica et al., 2009). Studies at national level show a great variety of spatial units according to the different administrative units that can be found in each country. In the classical study by Cutter et. al., (2003), Social Vulnerability Index (SoVI) was calculated for all the counties in the United States. In China, the province is frequently used in most of the national scope studies (Yang et al., 2014; Yan, X. & Li, X., 2016). National scale assessments in European countries usually employ municipalities or equivalent administrative sub national divisions, as in the case of Norway (Holand et al., 2011), Italy (Frigerio et al., 2018), or Germany (Fekete, 2018). Below the national level, vulnerability assessments are usually carried out within these last mentioned spatial units (municipalities) or in urban environments (Diaz-Sarachaga & Jato-Espino, 2020). In the case of Spain, census district is a widely employed spatial unit for this type of studies (Morales et al., 2016; Navarro et al., 2020); however, some other more detailed studies have been accomplished, in which cadastral parcels have been used for social vulnerability assessment and mapping (Tascón-González et al., 2020).
The study area is Malaga province which is located in the southern part of the Spain and on the northern coast of the Mediterranean Sea, and is under autonomous community of Andalusia. The area of the province is 7,308 square kilometers.
All the data have been collected from Instituto de Estadística y Cartografía de Andalucía (IECA,) Junta de Andalucía (2001 – 2018). For positive relationship, vulnerability of local people increases with the presence of indicator whereas for negative relationship, vulnerability decreases with increasing value of indicator (Table 1).
Table 1. Classifications of indicators.
Aspect |
Indicators |
Relationship with vulnerability |
Reference |
Locational |
Distance from capital |
Positive |
Proposed in this research work |
Demographic |
Gender |
Positive |
Müller et al., 2011 |
Child population (below 5 years) |
Positive |
Török, 2018 |
|
Aged population (65 years and above) |
Positive |
Reid et al., 2009 |
|
Dependency ratio |
Positive |
Kalaycıoğlu et al., 2006 |
|
Single parent nuclei |
Positive |
Flanagan et al., 2011 |
|
Median age |
Negative |
Burton et al., 2010 |
|
Foreigners |
Positive |
Aksha et al., 2019 |
|
Birth rate |
Positive |
Mavhura et al., 2017 |
|
Social |
Population density |
Positive |
Caliskan et al., 2006 |
Large household (5 or more) |
Positive |
Ge et al., 2017 |
|
Single and isolated living |
Positive |
Girasole et al., 2017 |
|
Literacy rate |
Negative |
Ahmad et al., 2016 |
|
Sport equipments/ 1000 population |
Negative |
de Oliveria Mendes, 2009 |
|
Economic |
Renters |
Positive |
Armenakis et al., 2017 |
Employment rate |
Negative |
Dwyer et al., 2004 |
|
Population related to agriculture |
Positive |
Chen et al., 2013 |
|
Average net income (annual in euro) |
Negative |
Kirby, 2015 |
|
Per capita income (annual in euro) |
Negative |
Emrich & Cutter, 2011 |
|
Health |
Mortality rate |
Positive |
Lowe et al., 2013 |
Infant mortality rate |
Positive |
Gayen et al., 2020 |
|
Primary health care/1000 population |
Negative |
Fekete, 2009 |
|
Number of pharmacy/1000 population |
Negative |
Guillard-Gonçalves et al., 2014 |
Source: Own elaboration.
To calculate the indicators, data have been standardized by using three different methodologies (Table 2).
Table 2. Three standardization methodologies.
Methodology |
Theory |
Significance |
References |
|
Positive relationship |
Negative relationship |
|||
Maximum value transformation |
|
|
xi= Actual value max= Maximum value |
Wu et al., 2002; Chakrabort et. al., 2005 |
Z score transformation |
x= (q - µ) / σ Final value adds with total value. |
x= (q - µ) / σ Final value deducted from total value. |
q= Actual value µ= Mean σ= Standard deviation |
Zhang & Huang, 2013; Evans et. al.., 2014 |
Min-max rescaling transformation |
|
|
xi= Actual value min= Minimum value max= Maximum value |
Tali et al., 2016; Kablan et al., 2017 |
Source: Own elaboration.
Social vulnerability index (SVI) or final value has been calculated by average of all indicators for each municipality for each standardization method.
Based on standard deviation score of each methodology adopted, SVI score are grouped into five different categories, hereafter called as vulnerable zones.
Atajate, Juzcar, Macharaviaya, Moclinejo, Rincon de la Victoria municipalities are common to each methodologies adopted and so categorized in very low vulnerable zone.
The top six municipalities with the highest vulnerability that has been identified in this study are Alcaucin, Benadalid, Cuevas del Becerro, Gaucin, Guaro, Istan.
Table 3. Pearson’s correlation coefficient between three methodologies.
Maximum value transformation |
Z score transformation |
Min–max rescaling transformation |
|
Maximum value transformation |
1 |
— |
— |
Z score transformation |
0.89 |
1 |
— |
Min–max rescaling transformation |
0.93 |
0.98 |
1 |
Source: Own elaboration.
The result indicates that the strength between maximum value transformation and z score transformation (0.89) is strong. The values of the correlation coefficient are 0.93 (between maximum value transformation and min–max rescaling transformation) and 0.98 (between z score transformation and min–max rescaling transformation) which signify extremely strong relation.
Main causes of very high vulnerability are mainly low net income and low income/population, high female population, moderately high unemployment rate and high dependency ratio. In a broad sense, similar results are usually obtained by other studies in different contexts (Cutter et al., 2003; Morales et al., 2016; Navarro et al., 2020).
Municipalities show some advantages mainly related to data gathering, both on socio-economic and disaster damages data. Nevertheless, municipality extent should be very unsuitable if social vulnerability assessments and the resulted maps are to be used for subsequent risk studies by mean of integration of vulnerability and hazard maps. While an increasing spatial detail has been reached in hazard mapping (Muhadi et al., 2020), only some aspects of vulnerability related to characteristics of buildings, infrastructures or land-use patches (Papathoma-Köhle et al., 2019), or related to spatial indicators like accessibility (Barrionuevo & Perles Roselló, 2017), show comparable levels of spatial resolution. To overcome this gap among social vulnerability and hazard maps, indicators based social vulnerability assessment should look for other types of spatial units as census district or cadastral parcels and buildings (Navarro et al., 2020; Tascón-González et al., 2020).
Natural hazards cause great damages all over the world. Hazard maps can identify hazard prone areas but cannot able to measure the vulnerability of population in any region. Social vulnerability measures the susceptibility of social groups to the impacts of hazards and it is an important tool of hazard risk reduction system. This study also investigated spatial patterns of social vulnerability in Malaga province using three different standardization methods. The results obtained from these methodologies are almost same. So any of the methodologies used in this paper, could potentially be employed to identify vulnerable municipalities for another province. This study will help to build the distribution of vulnerable municipalities in Malaga province which is important for hazard management and thus to identify the socio-economically vulnerable community.